Internal Audit Manager - Markets & Lending Operations

You will work closely with the Global Markets and Lending Operations Audit Owners to ensure that audits are delivered on time and in line with methodology. This will include assessing risks and controls, performing audit testing, and discussing the results with your stakeholders. You will also contribute to our continuous monitoring work to ensure that BIA and the business are up to speed on the latest developments in the internal and external environment. To achieve these goals, you will collaborate with others in BIA, develop client relationships, and be seen as a respected voice. This will support the delivery of the audit plan and the assessment and reporting on the effectiveness of the operations control environment to the Barclays Board Audit Committee.

You will support Audit Owners in scoping and planning, identifying, assessing, and documenting risks and controls, and completing testing within agreed timelines. You will identify efficient testing opportunities using data analytics, evaluate and test the design and operating effectiveness of controls, and document your audit work in the BIA audit workflow tool. You will write high-quality working papers and issues, support the Audit Owner in writing the audit report, and ensure your work is documented on time and to quality standards in line with BIA methodology.

To be successful as a Internal Auditor - Markets & Lending Operations you should have experience with

• Experience in risk-based auditing or risk/control activities.
• Excellent communication skills demonstrating a collaborative approach across a range of stakeholders.
• Attention to detail and accuracy, with a structured, logical approach.

You may be assessed on the key critical skills relevant for success in role, such as risk and controls, change and transformation, business acumen strategic thinking and digital and technology, as well as job-specific technical skills.

Purpose of the role

To support the development of audits aligned to the bank’s standards and objectives by working collaboratively with colleagues, providing accurate information and recommendations, and complying with policies and procedures.

Accountabilities

• Audit development and delivery support, including financial statements, accounting practices, operational processes, IT systems and risk management.
• Identification of operational risks to support the delivery of the Barclays Internal Audit (BIA) Audit Plan through risk assessments.
• Assessment of internal control effectiveness and their capability to identify and mitigate risk aligned to regulatory requirements.
• Communication of key findings and recommendations to stakeholders, including the Audit Owner, senior managers and directors.
• Identification of regulatory news and industry trends/developments to provide timely insight and recommendations for best practice.

Assistant Vice President Expectations

• To advise and influence decision making, contribute to policy development and take responsibility for operational effectiveness. Collaborate closely with other functions/ business divisions.
• Lead a team performing complex tasks, using well developed professional knowledge and skills to deliver on work that impacts the whole business function. Set objectives and coach employees in pursuit of those objectives, appraisal of performance relative to objectives and determination of reward outcomes.
• If the position has leadership responsibilities, People Leaders are expected to demonstrate a clear set of leadership behaviours to create an environment for colleagues to thrive and deliver to a consistently excellent standard. The four LEAD behaviours are: L – Listen and be authentic, E – Energise and inspire, A – Align across the enterprise, D – Develop others.
• OR for an individual contributor, they will lead collaborative assignments and guide team members through structured assignments, identify the need for the inclusion of other areas of specialisation to complete assignments. They will identify new directions for assignments and/or projects, identifying a combination of cross functional methodologies or practices to meet required outcomes.
• Consult on complex issues; providing advice to People Leaders to support the resolution of escalated issues.
• Identify ways to mitigate risk and developing new policies/procedures in support of the control and governance agenda.
• Take ownership for managing risk and strengthening controls in relation to the work done.
• Perform work that is closely related to that of other areas, which requires understanding of how areas coordinate and contribute to the achievement of the objectives of the organisation sub-function.
• Collaborate with other areas of work, for business aligned support areas to keep up to speed with business activity and the business strategy.
• Engage in complex analysis of data from multiple sources of information, internal and external sources such as procedures and practices (in other areas, teams, companies, etc).to solve problems creatively and effectively.
• Communicate complex information. 'Complex' information could include sensitive information or information that is difficult to communicate because of its content or its audience.
• Influence or convince stakeholders to achieve outcomes.

All colleagues will be expected to demonstrate the Barclays Values of Respect, Integrity, Service, Excellence and Stewardship – our moral compass, helping us do what we believe is right. They will also be expected to demonstrate the Barclays Mindset – to Empower, Challenge and Drive – the operating manual for how we behave.